#1 Includes 52,274 deferred share rights ("DSRs"), 41,329 restricted stock units ("RSUs"), and 27,888 shares of common stock. All DSRs and RSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

#2 Beneficial ownership amount accounts for the delivery of shares of common stock upon the settlement of 3,839.000 RSUs, and the exempt acquisitions of an aggregate of 691.940 DSRs and 502.828 RSUs pursuant to the reinvestment of dividends, since the date of the reporting person's prior Form 4.

#1 Disposed of pursuant to the Agreement and Plan of Merger by and between SVB Financial Group ("SVB") and the Issuer, dated as of January 4, 2021 (the "Merger Agreement"), pursuant to which the Issuer was merged with and into SVB, with SVB as the surviving corporation (the "Merger"), effective July 1, 2021. Pursuant to the Merger, each issued and outstanding share of common stock of the Issuer was converted into the right to receive, without interest, 0.0228 shares of SVB common stock and $2.10 in cash. The closing price of one share of SVB common stock on the Nasdaq on the last trading day prior to the effectiveness of the Merger was $556.43. As a result of the Merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of common stock of the Issuer.