The Charles Schwab Corporation
The Charles Schwab Corporation, together with its subsidiaries, provides wealth management, securities brokerage, banking, asset management, custody, and financial advisory services. The company operates in two segments, Investor Services and Advisor Ser…
Financial - Capital Markets
US, Westlake [HQ]
SCHW-PD/Leadership and Strategy
Risk Factors
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Technology and operational failures or errors and other operational risks could subject us to losses, litigation, regulatory actions, and reputational damage.
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We rely on financial intermediaries to execute and settle client orders and transactions with financial intermediaries are a significant source of revenue.
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We are subject to litigation and regulatory investigations and proceedings and may not be successful in defending against claims or proceedings.