Capital Southwest Corporation

Capital Southwest Corporation is a business development company specializing in credit and private equity and venture capital investments in middle market companies, mezzanine, later stage, mature, late venture, emerging growth, buyouts, recapitalization…

Asset Management

US, Dallas [HQ]

Analysts
Dividend Payments
Government Awards
Insiders
Lobbying Expenses
Segment Revenues
Shareholder Structure
Supply / Portfolio
Valuation Models [Soon]

Major Shareholders · Proxy Ben. Owners

Shareholders

Major Shareholders · Structure

Breakdown

The breakdown presents the total weighting of the relevant parties: Institutes, Insiders & Public. for Capital Southwest Corporation

Institutional

Insider

Retail

25.92%

4.39%

69.69%

Intraday

Shares Outstanding

47,686,700

Volume

260,192

Volume on Avg.

547,052

Beneficial Owners Beta

Beneficial owners who control a significant portion of the shares outstanding.

SEC Source

Form 3/4/5

Owner	Shares	Equivalence - $22.42 per share	Last Form/Filing	Last Transaction
10% Holder
- No data -
Officers/Directors Below 10%
Rogers-Windsor Ramona Lynn Internal : Director	79,070,289	$1,772,755,879.38	02/06/23	P 500 x $19.69 = $9,845.00
Battist Christine Internal : Director	8,248	$184,920.16	02/17/22	P 389 x $25.00 = $9,725.00
Thomas William R Iii Internal : Director	12,878	$288,724.76	08/11/23	A 2,240 x $0 = $0
Furst Jack D Internal : Director	43,665	$978,969.30	08/14/23	A 2,240 x $0 = $0
Brooks David R Internal : Director	32,000	$717,440.00	03/30/22	P 2,000 x $23.93 = $47,860.00
Diehl Bowen S Internal : President and CEO	168,520	$3,778,218.40	11/16/22	F 7,230 x $19.09 = $138,020.70
Sarner Michael Scott Internal : Chief Financial Officer	307,224,704	$6,887,977,863.68	11/16/22	F 6,138 x $19.09 = $117,174.42
Weinstein Joshua S. Internal : Senior Managing Director	191,690	$4,297,689.80	06/11/24	F 10,117 x $26.13 = $264,357.21